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Compliance in the company

Compliance in the company  – Product No. B01

 

 

Rights, duties and liability of the managing director

> Compliance: a test of good corporate governance
> Ensure compliance-compliant sales processes
> The 7 most important duties of the managing director
> Limit the personal liability of the managing director
> Management duties in the crisis

 

 

Target Group – Seminar Compliance in the company

  • Owners, entrepreneurs, managing directors and managing directors, managing partners, authorized signatories and executives;
  • Successors, shareholders, supervisory and administrative boards;
  • Executives seeking a position as managing directors;
  • Compliance officers and employees of compliance and legal departments.

 

 

Your benefit with seminar compliance in the company

> New due diligence and liability risks for managing directors and compliance officers
> Compliance in sales
> The 7 most important duties of the managing director at a glance
> The Managing Director Employment Contract: Rights and Duties

 

 

Your advantage – Seminar Compliance in the company

Each participant receives the following S & P products free of charge:
+ Complete documentation for the modular structure of a compliance system (incl. IDW PS 980 specifications Scope: approx. 40 pages)
+ S & P test: Evaluate your compliance management system
+ Checklist: Audit of the regularity of the management
+ Sample report for the reporting of guarantors and agents
+ Sample of rules of procedure and manager employment contract
+ Salary and bonus overview by sector and company size

 

 

Seminar Price – Compliance in the company

Price: 690, – £ excl. 19% VAT.

Included in the price:
Participants documents as PDF,  3-course meal, coffee, tea, Soft drinks and Snacks in the breaks

 

 

Compliance in the company

 

 

 

 

New due diligence and liability risks for managing directors and compliance officers

> Siemens – the benchmark for everyone?
> Establishment and activation of the compliance organization
> Liability guarantee – BGH judgment of 17 July 2009 on the responsibility of agents
> Limitation of personal liability risks for risk controlling, compliance and internal audit
> Best practice in implementing a code of conduct
> Minimum requirement for a whistle blowing system
> Reporting Compliance: Monitoring and Control Plan
Each participant will receive the following S & P products with the seminar:
+ Complete documentation for the modular structure of a compliance system (incl. IDW PS 980 specifications, scope: approx. 40 pages).
+ S & P test: Evaluate your compliance management system

 

 

Compliance in Sales – Compliance in the Company

> Hazard analysis: Compliance-relevant review of all sales processes
> Code of Conduct: Determination of Standards of Conduct
> Compliance-compliant compensation and incentive systems
> Gifts and Entertainment Guidelines: What can I offer? What can I accept?
> Corruption in Germany and abroad: kick-back payments, cooperations and bonus schemes
> Reporting obligations of the sales department to compliance and management

 

 

The 7 most important duties of the managing director at a glance

> What liability claims can be asserted against the managing director?
> The 6 most expensive and the 8 most common liability traps for managing directors
> Obligation to maintain assets, accounting obligation, balance sheet obligation, capital maintenance obligation, duty of loyalty, obligations as employer, control obligations of the managing director
> Special features in the Group – Liability risks of cash pooling
> Companies in crisis – what due diligence should be observed?
> Criminal risks of the managing director
> 16-point check on the regularity of the management

 

 

The Managing Director Employment Contract – Rights and Duties

> What does the manager need to know about his executive employment contract?
> What obligations must I as a third-party business leader urgently pay attention to?
> Dismissal of the managing director
> Sample: Managing employment contract
> Model rules of procedure for the management
Each participant receives the following S & P checklists and S & P patterns:
+ Pattern of rules of procedure
+ Sample: Managing employment contract
+ Salary and bonus overview by sector and company size

 

 

Study Compliance Company

Our current study Compliance in the company focuses on the following topics:
> What types of white-collar crime affected businesses?
> What preventive measures are there in your company?
> Measures against theft of customer and company data
> Career opportunities for compliance officers
> Measures taken by banks against fraud and theft
> Measures against corruption in the company
> Minimum requirements for a compliance program

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