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Compliance and risk management for entrepreneurs

Compliance and Risk Management for Entrepreneurs – S & P Seminar – Seminar-Nr. B01

 

Rights, Duties and Liability of the Managing Director – Compliance and Risk Management for Entrepreneurs

  • Compliance: New liability risks for managing directors and authorized signatories
  • Focus on sales: actively controlling compliance risks
  • Actively manage duties as managing director and authorized signatory
  • What is important for the managing director contract and the authorized representative contract?

 

Target group for the seminar compliance and risk management for entrepreneurs

  • Owners, entrepreneurs, managing directors and board members, managing partners;
  • Authorized officers and executives, successors, shareholders, supervisory and administrative boards;
  • Executives seeking a position as managing directors; Compliance officers and employees of compliance and legal departments.

 

Your benefit with the seminar compliance and risk management for entrepreneurs

> Compliance: New liability risks for managing directors and authorized signatories
> Compliance in sales
> Actively manage duties as managing director and authorized signatory
> What is important for the managing director contract and the authorized representative contract?

 

Your advantage with the seminar compliance and risk management for entrepreneurs

Each participant receives the following S & P products free of charge:
+ Complete documentation for the modular structure of a compliance system (incl. IDW PS 980 specifications Scope: approx. 40 pages)
+ S & P test: Evaluate your compliance management system
+ Checklist: Audit of the regularity of the management
+ Sample report for the reporting of guarantors and agents
+ Sample of rules of procedure and manager employment contract
+ Salary and bonus overview by sector and company size

 

 

Seminar Price – Compliance and risk management for entrepreneurs

Price: 690, – £ excl. 19% VAT.

Included in the price:
Participants documents as PDF,  3-course meal, coffee, tea, Soft drinks and Snacks in the breaks

 

 

 

Compliance and risk management for entrepreneurs

 

 

Compliance: New liability risks for managing directors and authorized signatories

  • VW, Siemens & Co. – scale for all?
  • Establishment and activation of the compliance organization
  • Responsibility Compliance: Guarantee Guarantee – BGH Judgment of 17 July 2009 – Business Judgment Rule
  • Best practice in implementing a code of conduct
  • Tax compliance – tax declarations & Co .: Know duty of care and purposefully control
  • New liability risks: money laundering prevention, transparency register and data protection
Each participant will receive the following S & P products with the seminar:
+ Complete documentation for the modular structure of a compliance system (incl. IDW PS 980 specifications, scope: approx. 40 pages).
+ S & P test: Evaluate your compliance management system

 

 

Compliance in sales

  • Hazard analysis: Compliance-relevant review of all sales processes
  • Code of Conduct: Using Standards of Conduct in the Company
  • Gifts and Entertainment Guidelines: What Can I Offer? What can I accept?
  • Corruption in Germany and abroad: kick-back payments, cooperations and bonus schemes
Each participant will receive the following S & P products with the seminar:
+ Pattern Behavioral Standards and Compliance Guidelines for Sales

 

 

Actively manage duties as managing director and authorized signatory

  • What liability claims can be asserted against managing directors and authorized officers?
  • Main duties under control: Capital conservation, accounting & Co.
  • Minimum control requirements as managing director and authorized signatory – what should you pay attention to?
  • Companies in crisis – know and supervise due diligence
  • Actively limit criminal law risks as managing director and authorized signatory
Each participant receives the following S & P checklists and S & P samples:
+ S & P Check: Regularity of corporate governance
+ S & P Check: 125 Rights and duties as managing director and authorized signatory
+ The 6 most expensive and the 8 most frequent liability traps

 

 

What is important for the managing director contract and the authorized representative contract?

  • What do managers and authorized officers need to know about their own employment contract?
  • On which regulations do I have to respect as managing director and authorized officer urgently?
  • What competences may managers, authorized signatories and authorized representatives exercise?
  • Single and total power of attorney, real and “unreal” power of attorney
  • Liability trap: dismissal of the managing director and authorized signatory
Each participant receives the following S & P checklists and S & P samples:
+ Template for the rules of procedure and the business distribution plan (multi-headed management)
+ Sample: Employment contract for managing directors and authorized signatories
+ S & P Guide: Appointment as managing director and authorized signatory
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Current information on compliance can be found here with our study Compliance in the company with one click.

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