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Fit for the money laundering test

Fit for the Money Laundering Test – Seminars up to 80% – Product-No. L03

Compact seminar for money laundering officers – risk analysis according to § 5 AMLA, monitoring and suspicious transaction report – fit for money laundering Test

  • Which measures must the risk / hazard analysis necessarily fulfill?
  • What are the due diligence obligations of the Money Laundering Officer?
  • When does a suspicious transaction report have to be prepared?
  • What should be considered in the form and content of the internal and external suspicious transaction report?
  • What obligations must be observed by employees and money launders?

 

Target Group – Fit for money laundering test

Managing directors, board members at banks, financial service providers, insurance companies, leasing and factoring companies
Money Laundering Officers, Stv. Money Laundering Officers, Compliance and Compliance Executives, Central Office, Internal Audit and Legal Department Officers

 

Your benefit – Fit for the money laundering test

Risk analysis according to § 5 AMLA: audit-proof preparation and updating of the annual financial statements
Suspicious transaction report according to § 43 AMLA: time, form and content
Specifically limit new liability risks as managing directors and GwB

 

Your advantage – Fit for the money laundering test

All participants receive the following S & P products
+ Complete documentation for the direct implementation of the anti-money laundering and fraud system (size approx. 80 pages)
+ S & P Tool: Creation of the risk analysis Determination of appropriate preventive measures – control actions
+ Sample guide to creating and updating a hazard analysis
+ 150 points check against money laundering and white-collar crime
S & P checklists:
+ for a legally valid suspicious transaction report
+ Implementation of the test criteria according to § 27 Examination Report Ordinance

 

 

Seminar Price – Fit for the money laundering test

Price: 690, – £ excl. 19% VAT.

Included in the price:
Participants documents as PDF,  3-course meal, coffee, tea, Soft drinks and Snacks in the breaks

 

 

Fit for the money laundering test

 

Program – Fit for Money Laundering test

 

The risk analysis according to § 5 AMLA: audit-proof preparation and updating of the annual financial statements

> 10 point BMF plan against tax fraud and money laundering
> Implementation of the 4th EU Money Laundering Directive – New Money Laundering Act 2017
> Structure, structure and content of a risk analysis with a focus on money laundering and white-collar crime
> Implement new requirements for the collection, identification and assessment of risks in a manner that ensures audit proof
> Development of a group risk analysis
> Research and control activities according to the risk classification

 

Each participant receives the following S & P products
+ Examination assurance and less work with our assessment tools
+ Preparation of the risk / hazard analysis and definition of suitable preventive measures and control actions
+ Sample guide for creating and updating a risk / hazard analysis

 

Risk analysis and company-specific action strategies

> Characteristics, motives and typical profiles of perpetrators
> Action strategies for unusual and conspicuous business relationships or transactions
> Special measures against fraudulent activity or other criminal acts
> Fight against fraud according to § 25h KWG: emergency reactions, preventive measures and emergency measures
> Application notes, case studies and practical experience

 

All participants receive the following S & P products
+ a catalog of measures against internal and external fraudulent actions
+ Complete documentation for the direct implementation of the anti-money laundering and fraud system (size approx. 80 pages)

 

Suspicious transaction report according to § 43 AMLA: time, form and content

> When should a suspicious transaction be submitted?
> Form and content of the SAR: Which documents must accompany the notification?
> Internal and external reports of suspicious activity: obligations of employees, reporting of suspected cases – new interfaces with investigating authorities
> How are customers treated in suspicious transactions?
> Refusal – no execution – new rules on deadlines – liability risks

 

All participants receive the following S & P products
+ Checklist for a legally valid suspicious transaction report

 

Specifically limit new liability risks as managing directors and GwB

> Internal and external examinations according to § 27 PrüfBV
> Fulfill customer due diligence and internal security measures in a test-proof manner!
> Indicators for the early prevention or detection of money laundering and white-collar crime
> Which offenses are repeated again and again? How are you committed?
> Which test procedures should be mandatory before starting a business relationship?
> Reliability of employees: from new hiring to ongoing assessment

 

All participants receive the following S & P products
+ 150 points check against money laundering and white-collar crime
+ Checklist for the implementation of the test criteria according to § 27 of the Test Report Ordinance

 

Training program for money laundering officers

Are you interested in a certification as a money laundering officer?
Select the appropriate seminar from our training program Money Laundering Officer. Four seminars specifically for money laundering officers, deputy money laundering Representatives, Central Unit staff and new employees working as Money Laundering Officers.

 

Group-wide risk analysis § 9 GwG – Money Laundering Act

According to §9 GwG, obliged persons have to create group-wide procedures. This obligation to create group-wide procedures for the prevention of money laundering and terrorist financing is aimed at debtors domiciled in Germany who are the parent companies of a group within the meaning of Section 1 (16) of the MLA. These procedures are specified in § 9 GwG.
In our information blog Group-wide risk analysis – Money Laundering Act, you will receive current interpretative information from BaFin
  • Group-wide risk analysis – Money Laundering Act – §9 GwG
  • The more stringent regulations apply
  • Group-wide risk analysis only if the subsidiary is also subject to money laundering obligations on the spot.
  • Approval of the group risk analysis must be carried out by the responsible parent company management body.
  • Group-wide uniform safeguards
  • Appointment of a Group Money Laundering Officer at the parent company
  • Procedures for information exchange within the group
  • Requirements with regard to third countries – Group-wide risk analysis – Money Laundering Act

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